SpectroscopySeptember 2023

Volume 38

Issue 9

Pages: 22–32

**Nuclear magnetic resonance (NMR) spectroscopy presents an important analytical tool for composition analysis, molecular structure elucidation, and dynamic study in the fields of chemistry, biomedicine, food science, energy and more. As a basic function, exponential functions can be applied to model NMR signals of free induction decay, relaxation, and diffusion. In this paper, we will review Fourier and Laplace NMR exponential signals separately, as well as the performance of state-of-the-art machine learning on NMR applications.**

As a non-invasive technology, nuclear magnetic resonance (NMR) spectroscopy can perform qualitative and quantitative analyses on chemical components, molecular structures, and even dynamic studies based on the detection of molecular level information of chemical shifts, *J* couplings, relaxation rates, and diffusion coefficients (1,2). Benefiting from the multitudinous information provided by NMR, it has been widely used in various fields such as chemistry, biomedicine, food science, and energy.

Exponentials are the basic functions for acquired signals in NMR spectroscopy. Signals can be divided into Fourier NMR signals (3) and Laplace NMR signals (4) according to different application scenarios. For Fourier NMR signals, the free induction decay (FID) signals contain the basic information of chemical shifts and *J *couplings, which can be readily extracted and understood for elucidating chemical components and molecular structures after suitable spectrum reconstructions (5,6). For Laplace NMR signals, relaxation measurements in low-field NMR are an important analytical tool for recording molecular dynamic changes (7). Diffusion measurements are adopted to explore the transportation properties of molecules in solution (8).

Machine learning (ML) aims to derive a corresponding model by learning (modeling) known data to predict new objects (9). For NMR applications, conventional ML algorithms include principal component analysis (PCA) (10), singular value decomposition (SVD) (11), partial least squares (PLS) (12), support vector machine (SVM) (13) and compressed sensing (CS) (14). These algorithms work well on small group datasets. However, with the recent explosion of datasets, deep learning (DL) has become a hot topic in current ML, training a neural network with multiple layers and parameters to discover fruitful features (15,16). ML has extensively promoted the development of NMR spectroscopy.

In this paper, we will review how the state-of-the-art ML methods process exponential NMR signals. The structure of this article is as follows. First, the NMR theory is introduced. Then, the mathematical modeling of the Fourier and Laplace NMR signals are presented separately, and some examples for data processing by ML are previewed. Finally, the challenges and trends of ML in the NMR research are discussed.

Relaxation is widely used in physics to indicate the re-establishment of thermal equilibrium after some perturbation is applied (4). In NMR experiments, two main relaxation effects are usually considered: longitudinal relaxation and transverse relaxation.

As Figure 1 shows, the axis parallel to the magnetic field is called the *z*-axis and the magnetic moment in the *z*-axis is called longitudinal magnetization. The magnetization in the *xy* plane is called transverse magnetization. This radio frequency (RF) field corresponds to a 90° pulse. After the pulse, the spins resume their precessional motion. The precession frequency of the transverse magnetization is named Larmor frequency (17). The transverse magnetization induces a decaying current in the receive coil, which is called the FID signal (4).

The Bloch equation (18) describes the relaxation process of the magnetization vector, and the solution of this equation can be written in the form of an exponential function (19). The process by which the longitudinal magnetization is returned to its equilibrium value is called longitudinal relaxation, or spin-lattice relaxation. The relaxation rate is proportional to the disequilibrium value of longitudinal magnetization, which can be expressed as

where *M _{z}* and

Similar to longitudinal relaxation, the process by which transverse magnetization decays away to its equilibrium value of zero is called transverse relaxation, or dipole-dipole relaxation. The expression of transverse relaxation rate constant *T _{2}* is:

where *M _{x,y}* represents the transverse magnetization. Equation 3 may be integrated to get:

Therefore, the exponential modeling fits the relaxation effect of NMR signals.

Diffusion ordered spectroscopy (DOSY) is an effective tool for identifying chemical substances in mixtures and detecting intermolecular interactions by differentiating NMR signals of a compound mixture according to their diffusion coefficients (20,21).

In solution NMR experiments, the information about translational motion can be encoded in NMR data sets through the use of pulsed field gradient NMR (PFG-NMR) experiments (22). Then, the diffusion spectra can be obtained by incrementing the areas of the gradient pulses (G) in PFG-NMR and transforming the NMR signals’ amplitudes with respect to *G ^{2}* (23). According to the Stejskal-Tanner equation (22), the echo signal of single free diffusion components at

where *M _{0}* is the signal intensity without diffusion,

Thus, in most research, one can see that the diffusion signal is expressed as:

After the initial labeling, the molecules are allowed to diffuse for a time *Δ*, and then the initial positions are compared with the final positions. The bigger the difference between the two positions is, the higher the diffusion coefficient *D* is. It is worth noting that, in common experiments, *δ* and *Δ* are fixed, *M*(*b*) and *M*_{0}(*t*) are measured, and the echo signal is acquired by changing *G* (21).

The general model of an exponential signal is

where *t _{a}* and

In NMR experiments, *T _{2}* can be replaced by

where *T ^{'}_{2}* is the relaxation time in the magnetic field inhomogeneity across a sample. The magnetic field inhomogeneity can be eliminated or alleviated by using a 180° pulse, such as spin-echo pulse sequence (26).

The basic signal modeling of the FID without parameter p is given as (3):

where *φ* and *ω* represent phase and frequency, respectively, and *i* is the imaginary unit. By performing the Fourier transform on *M*(*t*), a smaller *T _{2}* leads to a broader line in spectra (4).

One-dimensional *T _{2}* relaxation signals can be obtained by a Carr-Pursell-Meiboon-Gill (CPMG) pulse sequence (27,28), or a 90° pulse followed by a series of 180° pulses (Figure 3). In the exponential signal model in Equation 8, if the parameter or kernel function

CPMG pulse sequence will prolong the lifetime of NMR signals compared to FID signals when samples are placed in an inhomogeneous field. In this situation, spin echoes can be inverted with inverse Laplace transform (ILT) to obtain *T _{2}* spectra.

The typical 2D relaxation correlation signals include *T _{1}-T_{2}, D-T_{2}*, and

2D *T _{1}-T_{2}* signals can be measured with Inversion Recovery-CPMG pulse sequence (31) (IR-CPMG), which consists of a 180° pulse followed by a CPMG pulse sequence (Figure 4a). The parameter function

2D *D-T _{2}* signals can be measured with Diffusion-Editing sequence (32) (Figure 4b). The parameter function for

2D *T _{2}-T_{2}* signals can be measured with the pulse sequence that consists of two CPMG pulse sequences separated by a mixing time (Figure 4c) (33). During the mixing time, diffusion coupling is evolved. The parameter functions are:

where *T _{2,k}* and

In general, the 2D relaxation correlation signals, *T _{1}-T_{2}*,

where *F*(*p,T _{2}*) is the correlation distribution to solve. The matrix form of 2D relaxation correlation signals is (11,34):

where ** M**,

If the matrices * K_{1}* and

where ** m**,

Many studies focus on *T _{2}* distributions. In porous media,

PCA is a common supervised analysis tool to interpret the internal characteristics among numerous variables (37,38). The PCA plots provide a comprehensive overview of relaxation data and variables (Figure 6). However, some multi-components have very close relaxation properties, leading to overlapping in the PCA plot.

PLS regression is another unsupervised analysis method to build multivariate regression models (12). Model performance is evaluated by the determination coefficient and root mean square error (12). This method was used to determine predicted values (dependent variables) based on transverse relaxation data (independent variables) by linear regression (39–41).

Besides the *T _{2}* distributions, the valuable information in

The above algorithms can be analyzed by software, such as Pirouette (40), Unscrambler (41), and SPSS (12).

As an emerging research technology of ML, DL has received widespread attention in NMR. Convolutional neural networks (CNN) is a basic structure of DL (16), which aims at automatic feature extraction and classification. For example, both original *T _{2}* decay curves and

DL is also a great way to improve inversion stability. The aforementioned *T _{2}* distributions are obtained by software (43,44), but the ILT is an ill-posed problem (45). It is a great challenge to properly obtain

The measured data of 2D relaxation correlation signals consists of hundreds of thousands of echos (47), which slow down acquisition and consume a lot of computational memory. Therefore, it is necessary to compress echos before the inversion process (Figure 10). Many methods like window averaging (48), SVD (34) and PCA (10) were proposed.

The window averaging method (48) divides echo data into different window lengths to compress, but its compression ratio is low.

The SVD method projects the kernel matrix ** K** and the measured data

where **U ε** R^{M×N}, **V ε** R^{N×N} and Σ ε R^{N×N} is a diagonal matrix made up of singular values in descending order. The original kernel matrix is compressed by choosing the front singular values. This method has a high compression ratio but takes a long computing time, especially for multidimensional experiments (50).

The PCA calculates the covariance matrix ** C** of the kernel matrix

where *N* is the number of components and ** K’** is the zero mean normalization result of kernel matrix

Third, the eigenvectors that correspond to the front *k* eigenvalues are chosen to form a transform matrix:

and then apply the transformation matrix to ** m** and

Unlike SVD, which directly decomposes the kernel matrix ** K**, fast SVD (49) creates a submatrix based on a Hadamard matrix, then applies SVD on the submatrix, which largely decreases sampling time compared to SVD. Random SVD (50) seeks two lower-dimensional submatrices by random sampling to reduce computing time and memory.

After inversion, the relaxation correlation distributions need interpretation. Different types of relaxation distributions have their own parameters for analysis. In *T _{1}-T_{2}* maps,

Gaussian mixture models (51) for relaxation correlation distributions exhibit a good performance for fluid characterization according to the *T _{1}/T_{2}* ratio range and angle difference. This method overcomes the subjectivity of manual labeling. Peng et al (56) used two ML models for analysis (Figure 11). The unsupervised model reduces the dimensions of the relaxation joint data to form interpretable data for user-friendly quantitative analysis. The supervised models are used to compare the analysis efficiency of machines and humans, showing that the machine model only needs 30 sec to complete the binary decision.

As the resolution and sampling dimensions of the NMR spectrum increase, the data acquisition time increases rapidly (16). For example, when comparing the sampling time of a 2D spectrum and 4D spectrum, it rises from several minutes to dozens of days (57). The excessive sampling time can hinder the application of NMR spectroscopy.

To reduce data acquisition time, nonuniform sampling (NUS) is applied to obtain partial data (58). However, NUS will introduce spectrum artifacts, and thus, reconstructing high-fidelity spectra is very important.

In 2006, Donoho (59) and Candès and associates (60) proposed the CS, which requires the signal be sparse under a certain transform domain, incoherent sampling, and a nonlinear optimization algorithm to solve the sparse recovery problem.

Drori (14) introduced the CS into NMR and enforced the spectra to be sparse in the wavelet domain. However, when the NMR spectrum is self-sparse, it is unnecessary to use a wavelet transform (61). In 2010, Qu and associates (61) proposed to reconstruct the self-sparse NMR spectrum with the *p* (0 < *p* < 1) norm minimization. In 2011, Kazimierczuk and associates (62) and Holland and colleagues (63) applied CS to the reconstruction of 2D or 3D protein NMR spectra, pushing the method to fast acquisition of biological samples. However, CS has limitations for fast-decayed FID, which introduces broad peaks in spectra. These peaks present more non-zeros and do not satisfy the assumption of sparsity.

In 2015, Qu and associates (64) proposed the low rank Hankel matrix (LRHM) reconstruction method. The core idea of LRHM is converting the NUS FID into a Hankel matrix with partially missing elements. The rank of the Hankel matrix is equal to the number of exponentials. A basic LRHM model is as follows (64):

where ** x** represents the fully sampled FID, operator

The above algorithms for spectra reconstruction are iterative and require expensive computations. Developing an ultrafast and high-fidelity reconstruction method is a great challenge.

DL performs well in accelerating spectra reconstruction. In 2019, Qu et al (65) pre- sented a proof-of-concept of DL for NMR (DLNMR) spectra reconstruction (Figure 12). Generally, DL requires a large dataset for training. However, it is difficult to obtain a large amount of realistic data in NMR (66). In this work, 40,000 FIDs were simulated by changing the spectral parameters for train- ing. DLNMR uses non-iterative and low- complexity neural network algorithms, and has been verified by the faithful reconstruc- tion of multiple 2D and 3D protein NMR spectra. An obvious advantage of DLNMR is the ultrafast reconstruction, which is less than one second for 2D NMR and a few seconds for 3D NMR (Figure 13). DLNMR was also successfully commercialized with non-exclusive authorization (67).

Synthetic data was also used in a deep encoder-decoder high-resolution network (EDHRN) (68) for training to reconstruct NUS NMR spectra. The training time is faster than DLNMR. The network adopts an encoder-decoder block to remove artifacts and performs better than typical CNN of U-Net (69) and DenseNet (70). Spectral artifacts introduced by NUS can be modeled as the convolution of the spectrum and the point spread function (PSF) that corresponds to the NUS. Once the NUS schedule is fixed, these artifacts are mainly determined by the PSF. By taking this into account, Amir and coauthors (71) designed a WaveNet architecture as pattern recognition of the PSF, which led to high-quality and robust spectra reconstruction.

However, distortion or disappearance still exists in reconstructing low-intensity peaks. To solve this problem, Huang and associates (72) proposed a deep Hankel matrix factorization (DHMF) neural network (Figure 14) inspired by the low rank Hankel matrix factorization (LRHMF) (73). Both synthetic data and real biological NMR data were used to compare the reconstruction performance of DHMF with DLNMR and two low-rank optimization methods, LRHM and LRHMF. Experimental results showed that the DHMF method outperforms other methods in recovering low-intensity peaks (72).

Unlike reconstruction from the frequency domain, Hansen (74,75) proposed FID-Net (Figure 15) to reconstruct 2D NUS data in time domain and virtually decouple the ^{13}C_{α}–^{13}C_{β} couplings (74). The neural network is trained on diverse spectra data and proved more flexible. In his recent work, FID-Net and long-short time memory are combined to predict the chemical shift of exchange species to analyze the functional state of macromolecules (76). This experiment demonstrates the ability of DL for quantitatively analysis of NMR.

DL is also an effective way to improve SNR in NMR experiments. Zheng and coauthors (77) devised a CNN neural network based on the classic residual network (ResNet) (78) to reconstruct the non-uniformly sampled pseudo-2D pure shift spectra. The network works well on removing undersampling artifacts and improving the SNR to obtain completely clean pure shift spectra. Wu and associates (79) adapted U-Net (69), which was trained on simulated data to suppress noise in NMR spectra, providing over 200-fold increase in SNR for low-intensity peak reconstructions.

In diffusion experiments, DOSY (80) acquires signals from the diffusion dimension, which can be multiplied by the FID to form a hybrid signal (Figure 16c). If the FID lies in the indirect dimension, the data acquisition time will be much longer (81,82). Then, undersampling on the hybrid signal can be used to enable faster sampling (81,82).

If the diffusion (exponential) dimension (Figure 16b) is fully sampled, researchers mainly focus on solving the ill-posed problem of ILT. Assuming the DOSY spectrum is low-rank, Yuan and colleagues (83) proposed a simultaneous ILT with low-rank regularization to improve resolution of diffusion. Lin and co-authors (84) further proposed a tensor representation and enforced sparsity on higher-dimensional DOSY spectra.

If the diffusion dimension is subsampled, the focus is on the reconstruction of a faithful DOSY spectrum. Urbańczyk and associates (82) introduced the CS into reconstruction by enforcing the DOSY spectrum to be sparse. However, the L_{1} norm minimization in the original model is a separable function (82), meaning the L_{1} norm cannot simultaneously explore all data points in the DOSY spectrum, resulting in isolated artifacts when the number of molecules and the number of resonance frequencies are relatively large (81).

A joint low-rank and sparse model for DOSY reconstruction is (81)

where ** x** represents the vectorized form of the undersampled mixed signal,

Very recently, a neural network was established to solve optimization problems in DOSY (Figure 17) (85). The input of network is a random vector, while the output consists of the diffusion coefficient and component spectrum. The robust component separation was achieved in this method. However, it is not a data-driven DL method.

In this paper, we focus on reviewing exponential signal models in NMR, their state-of-the-art machine learning methods, and their applications, which enable fast, automatic, and intelligent NMR data processing. Future works include:

- In 2D correlation maps or diffusion-or-dered NMR spectroscopy, deep learning has great potential in denoising and improving the stability of inversion;
- Ultrafast artificial intelligence methods processing higher-dimensional spectra, such as 4D and 5D spectra (including quantitative spectra such as dynamic spectra [86]);
- An integrated neural network that can multitask, such as simultaneously reconstructing spectra and quantifying parameters;
- More meaningful data generation, following physical (87,88), chemical, orbiological principles to overcome the problem of deviation from the realistic data to assist machine learning, particularly deep learning;
- An open platform with shared algorithms and datasets, such as cloud computing with web access (XCloud-VIP [86] and XCloud-MoDern [89]) or remote desktop terminals (NMR box [90]), which allow communities to develop machine learning methods for NMR applications in the sciences of food, petroleum, biology and medicine.

The authors thank China Mobile for providing cloud computing service support. This work was supported in part by the National Natural Science Foundation of China under grants 62371410, 61871341, 62122064, 61811530021, 61971361, and 22174118, the Natural Science Foundation of Fujian Province of China under Grant 2021J011184, and the Xiamen University Nanqiang Outstanding Talents Program. The authors sincerely appreciate the editors and reviewers for their constructive suggestions.

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**Di Guo** and **Xianjing Chen** are with the School of Computer and Information Engineering at Xiamen University of Technology, in Xiamen, China. **Mengli Lu**, **Wangfeng He**, **Yanqin Lin**, **Yuqing Huang**, and **Xiaobo Qu** are with the School of Electronic Science at Xiamen University, in Xiamen, China. **Sihui Luo** and **Lizhi Xiao** are with the College of Artificial Intelligence and State Key Laboratory of Petroleum Resources and Prospecting, at the China University of Petroleum, in Beijing, China. Direct correspondence to: quxiaobo@xmu.edu.cn ●

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